PROF.
BRAHM PRAKASH MEMORIAL LECTURE
FUN AND JOY OF SCIENCE :
LEARNING FROM
ANOMALIES AND DISCONTINUITIES
Dr. R.A.
MASHELKAR, F.R.S.
1.
I
deem it a great honour and a special privilege to deliver the 2002 Professor
Brahm Prakash Memorial Lecture. When
I look at the list of previous speakers, I find that they were men of great
eminence. Several of them were
closely associated with Professor Brahm Prakash, and knew him closely – both
personally and professionally. I
cannot lay claim to either of these qualifications.
Yet I thought here was an opportunity for me to pay my homage to the
memory of this great son of
2.
I
have titled this lecture as “Fun & Joy of Science: Learning from
Anomalies and Discontinuities”. Why
have I chosen this topic? I find that many of our scientists and engineers are
generally comfortable in status quo. Most
of us are happy with organized research. A
problem is posed and a solution is found. We
use all the known tools of science, theoretical and experimental; be they
instrumental, which span an amazing range of length and time scales or
computational, whose power and reach are becoming mind-boggling. Invariably we
develop models and theories and try to fit the experimental data or we do vice
versa. When the models fit the experiments, we are all happy.
The student is happy, since he can finish his Ph.D. thesis in time and,
perhaps seek his postdoctoral in that land of opportunity, namely
3.
But
what about those problems, which are not in the comfort zone? Those unresolved
problems, which have been crying for answers for years, but are too risky to
try. What about those observations,
which look anomalous, since they go beyond what would be expected by common
sense? What about those sudden
discontinuities that appear on the horizon?
When a theory or a model is developed, most points fit the line of
prediction, but some data fall outside. Are these just experimental aberrations,
or is there a deep message in them, which can open up a new frontier?
It is my feeling that many of us leave such things alone, like a fast
rising ball outside the off stump. We
do know that trying to hit it can bring rich rewards but there is a danger of
getting caught behind too! I am
going to persuade you to believe that there are a lot of rewards in taking those
risks and moving out of our comfort zones to solve problems that are challenging
and risky at once.
4.
I
will cover diverse aspects of this issue. First,
I will share some of our own joy and fun in working in this zone of discomfort.
Can one organize funding of risky problems in science? I believe we can.
Again I will share our own experience in doing it, first at the
laboratory level, then at the CSIR level and then at the National level.
I am also going to extend this to technological issues, just to show as
to how an eye for anomalous observations has led to new discoveries and new
technologies. From science and technology, I will move on to organizational
issues, namely the issue of creating ‘innovative organizations’, where such
risk taking can be inbuilt in the ethos and culture of the organization.
I am also going to share my thoughts on how
5.
Let
me begin by sharing some of the joy and excitement I have had in my research
career by chasing anomalies, looking for points outside the prediction line,
from failed experiments and from lucky accidents. In a general lecture like
this, I cannot go through the scientific details.
But I will cite the references for those, who may be interested in
understanding the underlying detail.
6.
I
began my career in non-Newtonian fluid mechanics and rheology. Non-Newtonian
fluids are complex fluids, such as polymer solutions and melts, suspensions,
some biological fluids and so on. They are structured fluids and give rise to
several bizarre flow phenomena. I remember standing right here in this Faculty
Hall and delivering a lecture on 'Fascination of non-Newtonian Fluids' about ten
years ago, which has appeared in Current Science1.
The experiments that I am going to speak about today are simple model
experiments, which gave us results, which were totally counter intuitive.
7.
First an anomalous observation that was reported in late sixties but
explained by us in late eighties.
Convective heat transfer in rapid external flows has been extensively
studied.
It is well known that the heat transport coefficient increases with an
increase in the velocity. However, in late sixties, it was found that when such
heat transfer experiments are conducted in dilute viscoelastic polymer solutions
across tiny cylinders, something amazing happens.
At a particular critical velocity, the heat transport coefficient becomes
independent of the velocity! Rapid external viscoelastic flows was a subject of
intensive study in late sixties.
Most efforts were focused on using the conventional boundary layer
analysis pioneered by Prandtl in the early part of the century.
In 1980, we broke new grounds by challenging the conventional wisdom2. We
argued that at the leading edge of the cylinder, it is the elastic stresses that
balance the inertial ones, and not the viscous ones. This led to the formulation
of an elastic boundary layer concept, the thickness of such a boundary layer
being independent of the free stream velocity.
8.
As
a chemical engineer, I have an interest in looking at problems of both
convective heat and mass transfer. Let me take a mass transfer problem now.
A classical problem is the dissolution of a particle in a solvent. If you
take a cube of sugar and try to dissolve it in water, you find that the time of
dissolution continuously reduces as the size of the cube reduces. This is
universally true. But we saw
something strange, when we looked at the dissolution of a solid sphere made of a
polymer. We measured the time of
dissolution as we kept on reducing the size of the polymer particle. We found
that the time of dissolution kept on reducing. However, something strange
happened. After a particular critical size of the particle was reached, the time
of dissolution became constant3.
In other words, no matter how small did one make the particle, the time
to dissolve it always remained the same. We saw other anomalies4,
where an externally small amount of residual solvent led to an enhancement in
dissolution rate by a factor of 100! The
key to this anomaly was provided by us through a series of mathematical models5-7
and detailed in situ experiments on particle dissolution by using high
resolution solid-state NMR4-5, which gave us an insight into the
events at the molecular level. We
detected the crucial role of reptation dynamics as well as the dynamics of the
disengagement of the dangling chains from the polymer-solvent interface that was
responsible for such a behavior. It
also gave us a very simple way of measuring the reptation time.
What was equally interesting was that we were able to explain some
unexplained anomalies in the adsorption – diffusion problem in polymer
solutions too8-9. Again,
it was an anomalous observation, which gave us new insights in polymer chain
dynamics.
9.
Let
me move from a dissolving solid polymeric particle to a non-dissolving particle,
which is moving through a polymer solution.
If you take a polymer solution in a long tube with a large diameter and
drop a sphere, it attains its terminal settling velocity after some time, which
remains constant for a given sphere and a solution under ordinary circumstances.
We took a polymer solution and dropped a sphere and measured the terminal
settling velocity. When we dropped
another identical sphere after the first sphere had settled, strangely the
terminal velocity was higher. It
kept on increasing with each successive drop, until it reached a plateau10.
The second observation was even more strange, that was made by Professor
Astarita from
10.
Let me stay with this problem of
dissolution and motion for a little longer.
If you take a polymer solution and cool it, or put it in a non-solvent
you find that the polymer precipitates out.
You can easily redissolve the precipitated polymer, when you warm it up
or put it in a good solvent. But
something interesting was found by Professor Metzner and his team in late
seventies. When they forced a
polymer solution to undergo a shear flow in a conette device, the polymer
precipitated out even at room temperature. This
was explained by accounting for the contribution of the free energy of
deformation of molecular molecules in altering the phase diagrams14.
What was strange, however, was that the polymers, which were precipitated
by such a process, would not redissolve, no matter what you did.
When the polymer solution was forced to go through a porous disk, they
were subject to strong extensional flow. A
fiber was formed. It would not
redissolve too. It was in 2001, that
we showed the role of deformation induced hydrophobicity to explain this
anomalous phenomenon15.
11.
We used an aqueous solution of flexible
polyacrylamide molecules as a model system.
We showed that deformation can induce strong cooperative inter-polymer
hydrogen bonds between the stretched polymer chains.
Further, the zipping of hydrogen bonds also increased the effective
hydrophobicity of the chains and prevented the redissolution of the fibers in
water. A clear fall out of the
theory was the suggestion that a polymer having a semi-flexible configuration,
strong proton donor and acceptor groups and a hydrophobic backbone can, in
principle, would show a tendency to form strong fibers.
The semi-flexibility could be induced physically by either strong shear /
elongation flows, or chemically by copolymerizing flexible and rigid comonomers.
This strategy could be adopted for making silk like strong fibers by
synthetic means at mild conditions. It
is a strange coincidence that we sent our paper for publication in July 2000,
where we proposed the possible role of hydrodynamically induced hydrophobicity
in the spinning of spider silk. In
2001, a paper appeared16 on the spinning of spider silk in Nature,
and I quote from it “The high stress forces generated during this stage of
processing probably bring the dope molecules into alignment and into a more
extended conformation, so that they are able to join together with hydrogen
conformation of the final thread. As
the silk protein molecules aggregate and crystallize, they will become more
hydrophobic, which should induce phase separation and hence the loss of water
from the surface of the solidifying thread”.
We were, of course, delighted, because that was exactly what our model
was predicting, although through a rather simplistic model.
12.
Let
me now come to the issue of serendipity or lucky accidents and Indian science.
As we know, sometimes we reach unknown destinations accidentally. This
has happened for centuries. In 1786,
Luigi Galvani noticed the accidental twitching of a frog’s leg and discovered
the principle of electric battery. In
1858, William Henry Perkins was trying to synthesize Synthetic quinine from coal
tar and he came across a coloured liquid, a synthetic dye.
This was the beginning of the modern chemical industry.
Leo Bakeland was looking for synthetic shellac and he accidentally found
Bakelite. That was the beginning of
the modern plastics industry. In
1929, a gust of wind blowing over Alexander Fleming’s moulds, as we know,
created the new antibiotic age. As a proud Indian, it worries me as to why such
a wind did not blow over the laboratories of Indian innovators!
Why did we not get one breakthrough, which had the potential to lead
13.
We have been
working on gels, which are three-dimensional networks. We have been especially
interested in gels that imbibe large quantities of solvent. Our earlier emphasis
was on super-absorbing gels, which imbibe 100-500 of water per gm of gel. Our
idea was not only to synthesize such gels in the laboratory, discover new
applications, but also to investigate as to why they work in the way they do. We
had a few Ph. D. students working on these fundamentals.
14.
In
mid-eighties, I was in
15.
I am located in
16.
Sometimes serendipity knocks on your door,
but you do not hear it. The
discovery of cynoacrylate adhesives, popularly known as Superglue, is a
classical case. Harry Coover of
Eastman Chemical Company was assigned the problem of finding an optically clear
plastic from which precision gunsights could be cast. He was working with some
cyanoacrylate monomers, which showed promise, but he was plagued by a recurring
problem: everything these monomers touched stuck to everything else, which he
recorded. However, he didn’t see
this as serendipity, just as a severe pain!
He was thinking about gunsights, and nothing but gunsights.
The adhesive qualities of these monomers were a serious obstacle in his
path. The research was successful,
but the end of the War brought this project to an end.
He forgot the stubbornly-sticking cyanoacrylates.
Serendipity had knocked, but he did not hear it.
17.
Moving ahead a few years to 1951, there was
a need to discover stronger, tougher and more hear-resistant acrylate polymers
for jet plans canopies. Coover was
now supervising a new crop of eager young chemists who were investigating the
properties of the same cyanoacrylate polymers that I had been working with
earlier. The monomers were difficult
to make, even more difficult to purify and still more difficult to analyze for
purity. Someone in the group
prepared what he thought was a pure sample of ethyl cyanoacrylate and decided to
measure its refractive index in order to characterize its purity.
The measurement was made and recorded.
When the scientists attempted to separate the prisms, they could not!
They were worried that the refractometer was ruined.
Coover, however, suddenly realized that what they had was not a useless
instrument, but a unique adhesive. Serendipity
had given him a second chance, but this time his alert mental process led to
inspiration. Immediately, Coover
asked the scientists for a sample of his monomer and began gluing everything he
could lay his hands on – glass plates, rubber stoppers, metal spatulas, wood,
paper, plastic – in all combinations. Everything stuck to everything, almost
instantly, and with bonds that could not break apart.
In that one afternoon, cyanoacrylate adhesives were conceived, purely as
the result of serendipity. These
adhesives not only had a significant impact on consumer and industrial
applications, but also became a promising answer to a surgeon’s dream of a
tissue adhesive.
18.
One cannot help wondering as to how many
potentially important inventions lie dormant in the recorded observations of
scientists, which at the time were judged to be irrelevant to their research
objective. This should serve as a
reminder to all of us to be open-minded and curious enough to pursue unexplained
events and unexpected results that may unlock new secrets and lead to new and
exciting discoveries in the future. I
shall explain in this lecture as to how our attempts to take SEM pictures of
some metal complexed polymeric gels had utterly failed.
We too were frustrated. It is
these sets of failed experiments that gave us a breakthrough in discovering
‘self-healing’ gels for the first time in the world!
19.
If
you analyze the winners in science, often times you find that they are ones, who
chose interesting problems. A key is in the ability to pose, rather than merely
solve, high-level problems.
Solving an easy problem has a low payoff, because it was well within
reach and does not represent a real advance. Solving a very difficult problem
has a high payoff, but frequently it may not pay at all. Many problems are
difficult because the associated tools and technology are not advanced enough.
For example, one may do a brilliant experiment but current theory may not be
able to explain it. Or, conversely, a theory may remain untestable for many
years. Thus, the region of optimal benefit lies at an intermediate level of
complexity.
These intermediate problems have the highest benefit per unit of effort
because they are neither too simple to be useful nor too difficult to be
solvable.
Today’s competitive science is based on this domain.
But there is no substitute to focusing energy on these difficult
problems, which have a handsome pay off in the long run.
Difficult problems require confidence, patience and years of hard work
too.
20.
James
Watson felt sure that it was going to be possible to discover the molecular
nature of the gene and worked hard at it – even to such an extent that he was
fired from the Rockefeller Fellowship that he had. Einstein has been quoted as
saying that, when he was 15 years old, he asked himself what would the world
look like if [he] were moving with the velocity of light. To attack that problem
he inquired into the nature of equations that had been set up for
electro-magnetic fields—Maxwell’s equations. It was the study of Maxwell’s
equations that led Einstein to his special theory of relativity. Einstein
started thinking about the problem when he was 15; he was 25 when he formulated
the special relativity equations.
21.
Linus
Pauling worked on a problem for ten years too before finding the solution. It is
interesting to hear a story from Linus Pauling himself.
“Often
my original ideas have come as the result of training my unconscious mind to
think about a problem.
I gave as an example the one on the theory of general anesthesia. I was
in
22.
I have spoken
as a scientist. Let me now speak as
a science administrator. Can we fund
risky research, kite flying or crazy ideas or out-of-the-box thinking?
I think we can and we should. Let
me share our experience of doing this at the laboratory level, at the CSIR
level, and now even at the national level.
23.
When I was the
Director of National Chemical Laboratory in early nineties, we set up a 'Kite
Flying Fund'. What was the philosophy behind this fund?
In science, only those are remembered, who say either the first word in
science or the last word in science?
24.
When
I moved to CSIR, we used the ‘Kite Flying Fund’ concept at NCL to create a
'New Idea Fund'. We invited the
entire chain of laboratories to submit ideas, which had explosive creativity,
and where the chance of success may again be even one in thousand.
During the last 5 years we have received over 350 new ideas but we have
funded only 15 of them; we are so tough on our criteria on what constitutes
explosive creativity. This
initiative has spurred our scientists to aim for increasingly higher level of
innovation in CSIR and even individual laboratories are setting up such funds
now. However, when we first
introduced this fund, I remember a well-meaning friend alerting to me that this
is going to be an excellent fodder for audit, because by definition, we were
supporting failure rather than success.
25.
At a national
level, we have launched a New Millennium Indian Technology Leadership Initiative
(NMITLI). The words ‘technology leadership’ are deliberate.
They will continually remind us that we want to create an
26.
In the short
period of two years since its launch, 14 massively networked projects involving
over 110 R&D institutions/academia and around 45 industry partners have been
catalyzed. This is the biggest
Indian Knowledge network so far, where private sector has participated. The
Government has invested around 100 crores in NMITLI, that is coordinated by CSIR.
The projects evolved cover a wide spectrum of technologies ranging from
defunctionalisation of carbohydrates as building blocks for chemical industry of
the future for replacing petroleum based hydrocarbons; to stimuli sensitive nano-particle
based drug delivery systems for specific therapeutics, to flat panel liquid
crystal display systems, with switching speeds that are hundred times faster
than the state-of-the art systems!
Most of these projects seek to usher in a complete new paradigm in
technology perspective with support for risky ideas, daring and creativity.
27.
Let me explain that risk taking is the key and therefore, in scientific
research, there should be no place for those who preserve the systems in a
pre-fabricated and unaltered way. A friend of mine, who is a CEO of a
company from abroad, once said ‘we do not shoot people, who make mistakes.
We shoot people who do not take risks. What do you do?’ I said,
‘In
28.
One must understand that manufacturing and S&T are two different endeavors, culturally and operationally. In manufacturing, we look for
zero defects and no failures, whereas in science, there is a fundamental right
to fail. An interesting analysis has been done by Stephen and Burley in
1997 for Industrial Research Institute, which lists out the significant odds
facing would be innovators by analyzing consistent data from new product
development, potential activity and venture capital experience. It has
been shown that there is a universal curve, which illustrates the number of
substantial new product ideas surviving between each stage of the new product
development process. Indeed, out of 3000 raw ideas (hand written),
300 are submitted, which lead to around 125 small projects, further leading to 9
significant developments, 4 major developments, 1.7 launches and 1 success.
In
29.
When
we fund ‘futuristic research’, we are funding risks too.
But many times, the view of the future is taken by extrapolating the
present. This does not always work
out. Indeed the ability to speculate
on the future is more difficult now than ever before.
Even when the pace of change was nowhere near what it is today, the
forecasts made by some of the brightest minds went so wrong.
Let me recall one such effort. In
1937, the National Academy of Science (
30.
On
the issue of funding risky research in industry, my favorite is the company 3M.
It has become a leading innovator of products, ranging from the mundane to the
breathtakingly complex. This
is because the company encourages risk. Take
the example of the simple ‘Post-it’ notepad that is so ubiquitous nowadays.
It started off as a failed experiment at making a better adhesive.
If you are a company in the business of making adhesives then when you
are faced with an adhesive that does not bond very well the immediate instinct
would be to shelve the product as a bad ‘invention’. But not in 3M.
A creative employee thought of a brilliant idea of using the poor
adhesive to make easily removable note pads – the ‘Post-it’ notepad. Today
the ‘Post-it’ notepad is such a wildly successful product.
The CEO of 3M, William McKnight, built a company where tinkering by
employees is encouraged and an environment is created in which accidents happen.
What is more important is that the ideas generated by this tinkering are
championed by the management into products that meet real human needs.
31.
There
is so much to learn from the innovative firms around the world as far as
supporting risky research is concerned.
Some firms set up goals that stretch your mind.
For example, Du Pont has defined a set of ‘unreachable
goals’ like immortal polymers, zero waste processes, elastic coatings as
hard as diamonds, elastomers as strong as steel, materials that repair
themselves, chemical plants that are run by a single chip and coatings that
change colour on demand. These may
sound unrealistic but they are publicized widely and enthusiastically supported.
Intel motivates its innovations by saying “Double
machine performance at every price point every year”.
Unfortunately, I have to
cite only these examples from the western world, since I am not aware of an
Indian firm, who supports risks in the way these companies do.
32.
We must also understand that the challenge
is not only that of funding risky ideas, but also spotting and funding
mavericks, who have the potential to create breakthroughs.
Such unusual innovators refuse to preserve status quo.
Whereas standard science management practices tend to avoid conflicts,
such people create conflicts. They
bring in unusual spontaneity and exceptionality to the table.
Their incentives are personal and emotional.
They are not institutional or financial.
Such innovators are sometimes extremely intense.
Greet innovators like Carother, who developed world’s first synthetic fiber
nylon, committed suicide. Diesel,
who invented diesel engine, also committed suicide.
Managing such intense and creative people requires a subtle understanding
of the pain of creation that such people undergo day in and day out.
33.
Let me end by saying that science is an
exploration of the nature of reality, both inside and outside us.
The emphasis here is on things, which are quantifiable and measurable and
on theories, which can be tested and demonstrated and facts, which can be
observed and verified by others. Imagination
plays a vital part in both science and art, but in science it has certain
constraints. As Feynman has said,
‘whatever we are allowed to imagine in science has to be consistent with
everything else that we know. The
problem of creating something which is new, but which is consistent with
everything which has been seen before, is one of extreme difficulty’.
At the same time, the difficulty with science is often not with the new
ideas, but in escaping the old ones. A
certain amount of irreverence is essential for creative pursuit in science.
I believe that if we promote that irreverence in Indian science, by
change of personal attitudes, change of funding patterns, creating new
organizational values, creating that extra space for risk taking, respecting the
occasional mavericks and rewarding the risk takers, then not only will the fun
& joy of doing science will increase, but also Indian science will make that
difference, that “much awaited” difference.
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References :
1.
Mashelkar, R.A. (1992).
Fascination of Non-Newtonian Fluids. Current Science, 63(7),
354.
2.
Marrucci, G., Mashelkar, R.A.
(1980). Anomalous Transport
Phenomena in Rapid External Flows of Viscoelastic Fluids. Rheol. Acta
19, 426.
3.
Devotta,
4.
Devotta,
5.
Devotta,
6.
Ranade, V.V., Mashelkar, R.A.,
(1995). Convective Diffusion from a Dissolving Polymeric Particle, AIChE J., 41
(3), 666.
7.
Devotta,
8.
Devotta,
9.
Devotta,
10.
Ambesker, V.D., Mashelkar, R.A.
(1990). On the Role of Stress
Induced Migration on Time Dependent Terminal Velocities. Rheologica Acta. 29,
182.
11.
Lele, A.K., Mashelkar, R.A.
(1998). Energetically Crosslinked Transient Network (ECTN) Model: Implications
in Transient Shear and Elongation Flows. Jl. Non-Newtonian Fluid Mechanics. 75(1),
99.
12.
Lele, A.K., Mashelkar, R.A.
(1998). Role of Energetic Interactions in the Dynamics of Polymer Networks: Some
New Suggestions. MJ Adams, JRA Pearson, RA Mashelkar, AR Rennie (Eds.) in
‘Dynamics of Complex Fluids, p.131,
13.
Badiger, M.V., Rajamohanan, P.R.,
Suryavanshi, P.M., Ganapathy, S., Mashelkar, R.A. (2002).
In Situ Rheo-NMR Investigations of Shear-Dependent 1H Spin
Relaxation in Polymer Solutions. Macromolecules, 35, 126.
14.
15.
Lele, A.K., Joshi, Y.M.,
Mashelkar, R.A. (2001). Deformation
Induced Hydrophobicity: Implications in Spider Silk Formation. Chem. Engg.
Sci. 56, 5793
16.
Vollrath, F., & Knight, D.P.
(2001). Liquid Crystalline Spinning of Spider Silk. Nature, 410, 541.
17.
Varghese, S., Lele, A.K.,
Srinivas, D., Sastry, M., Mashelkar, R.A. (2001).
Novel Macroscopic Self-Organization in Polymer Gels. Advanced
Materials. 13(20), 1544.